Blanket order

Results: 228



#Item
41Stock market / Financial economics / New Deal / Securities Act / Security / Investment / Financial regulation / Securities Commission of New Zealand / Securities Exchange Act / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Blanket Order No. 48 SECURITIES COMMISSION OF NEWFOUNDLAND AND LABRADOR DEPARTMENT OF GOVERNMENT SERVICES AND LANDS GOVERNMENT OF NEWFOUNDLAND AND LABRADOR IN THE MATTER OF

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Language: English - Date: 2014-12-03 13:00:15
42United States Securities and Exchange Commission / Dividend / Securities Act / Financial regulation / Finance / Business / Regulation S-K / United States securities law / SEC filings / 73rd United States Congress

Blanket Order No. 5 Revoked & Replaced January 5, 1995 by Blanket Order No. 27 IN THE MATER OF THE SECURITIES ACT, 1990 S.N. 1990, CHAPTER 48 (the "Act") AND IN THE MATTER OF DIVIDEND REINVESTMENT

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Language: English - Date: 2014-12-03 12:59:57
43Securities / Investment / 73rd United States Congress / United States Securities and Exchange Commission / Finance / Prospectus / Securities Act / Stock market / Financial economics / United States securities law

Blanket Order No. 30 IN THE MATTER OF THE SECURITIES REGULATIONS, 1991 (the "Regulation") MADE UNDER THE SECURITIES ACT R.S.N. 1990, CHAPTER S-13, AS AMENDED (the "Act") AND IN THE MATTER OF

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Language: English - Date: 2014-12-03 13:00:08
44British North America / New Deal / Securities Act / Newfoundland / Financial regulation / History of North America / Economy of the United States / SEC filing / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Blanket Order No. 42A (Revokes Blanket Order No. 42) SECURITIES COMMISSION OF NEWFOUNDLAND AND LABRADOR DEPARTMENT OF GOVERNMENT SERVICES AND LANDS

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Language: English - Date: 2014-12-03 13:00:13
45Collective investment schemes / Institutional investors / Funds / Mutual fund / Dividend / Income trust / Unit investment trust / Financial economics / Investment / Financial services

Blanket Order No. 13 IN THE MATTER OF THE SECURITIES ACT R.S.N. 1990, CHAPTER S-13 (the "Act") AND IN THE MATTER OF THE AUTOMATIC INVESTMENT OF DIVIDENDS OR DISTRIBUTIONS

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Language: English - Date: 2014-12-03 13:00:00
46Economics / 73rd United States Congress / New Deal / Securities Act / United States Securities and Exchange Commission / Investment / Stock / Financial economics / United States securities law / Stock market

Blanket Order No. 28 IN THE MATTER OF THE SECURITIES ACT R.S.N. 1990, CHAPTER S-13, AS AMENDED (the "Act") AND IN THE MATTER OF THE POLICIES OF THE TORONTO STOCK EXCHANGE

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Language: English - Date: 2014-12-03 13:00:07
47Rationalization / Social psychology / Science / Behavioural sciences / Psychology / Max Weber / Defence mechanism / Freudian psychology

Blanket Order No. 2 Revoked & Replaced January 4, 1995 by Blanket Order No. 26 IN THE MATTER OF THE SECURITIES ACT, 1990 S.N. 1990, CHAPTER 48 (the "Act") AND IN THE MATTER OF

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Language: English - Date: 2014-12-03 12:59:55
48Stock market / New Deal / Securities Act / Financial regulation / Financial economics / Security / Investment / Form 144 / Securities Exchange Act / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Blanket Order No. 29 IN THE MATTER OF THE SECURITIES ACT R.S.N. 1990, CHAPTER S-13, AS AMENDED (the "Act") AND IN THE MATTER OF THE FIRST TRADE IN SECURITIES ACQUIRED

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Language: English - Date: 2014-12-03 13:00:08
49Exempt market dealer / Collective investment schemes / Financial services / Mutual fund / Regulation D / Canadian Investment Manager / Financial economics / Investment / Finance

Government of Newfoundland and Labrador Department of Government Services Financial Services Regulation Division BLANKET ORDER NUMBER 60

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Language: English - Date: 2014-12-03 13:00:19
50Stock market / Investment / Finance / 73rd United States Congress / Securities / Securities Act / Prospectus / Regulation S-K / Financial economics / United States securities law / United States Securities and Exchange Commission

Blanket Order No. 1 IN THE MATTER OF THE SECURITIES ACT, 1990 S.N. 1990, CHAPTER 48 ("the Act") AND IN THE MATTER OF RULES FOR SHELF PROSPECTUS OFFERINGS

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Language: English - Date: 2014-12-03 12:59:55
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